James L. Spivey
Morgan Stanley
Financial Planner in Santa Fe, NM
Address:150 Washington Ave, Ste 301
Santa Fe, NM 87501
About James L. Spivey
James Spivey is a financial professional at Morgan Stanley located in Santa Fe, New Mexico. James Spivey holds an industry securities registration subject to FINRA oversight having passed securities examinations including S1, S12, S3, S4, S63 and S65. Financial advisors may be dually registered. In addition to being registered as a Registered Investment Advisor (RIA) licensed to sell insurance, advisors are often referred to as "stock brokers" when they are registered representatives to sell securities through broker dealers.
Professional Profile
Education and Degrees
No education details are currently available for this financial planner.
Languages
James Spivey provides services to clients in the following language(s):
- English
Specialties and Skills:
Contact this financial planner directly to learn more about their skills and specialties, since not all may be listed.
- Financial Planning Services
Industry Specialties
- No Industry Specialties
Contact Information
Address:
James Spivey150 Washington Ave, Ste 301
Santa Fe, NM 87501
Phone Number:
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Website:
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