James P. Westphal
Morgan Stanley
Financial Planner in Waukesha, WI
Address:20975 Swenson Dr, Ste 300
Waukesha, WI 53186
About James P. Westphal
James Westphal is a financial professional at Morgan Stanley located in Waukesha, Wisconsin. James Westphal holds an industry securities registration subject to FINRA oversight having passed securities examinations including S3, S63, S65, S7 and S8. Financial advisors may be dually registered. In addition to being registered as a Registered Investment Advisor (RIA) licensed to sell insurance, advisors are often referred to as "stock brokers" when they are registered representatives to sell securities through broker dealers.
Professional Profile
Education and Degrees
No education details are currently available for this financial planner.
Languages
James Westphal provides services to clients in the following language(s):
- English
Specialties and Skills:
Contact this financial planner directly to learn more about their skills and specialties, since not all may be listed.
- Financial Planning Services
Industry Specialties
- No Industry Specialties
Contact Information
Address:
James Westphal20975 Swenson Dr, Ste 300
Waukesha, WI 53186
Phone Number:
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Website:
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